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Rules: 4 dash–1.7; 4 dash–2.1; 4 dash–1.8; 4 dash–5.7
Client-Lawyer Relationship
Conflict of Interest: Current Clients
Conflict of Interest: Prohibited Transactions
Subject: Conflict of Interest - Personal Interest; Conflict of Interest - Prohibited Transactions (see also Business Transaction with Client); Fees - Division of Fees; Law-Related Services (a.k.a. Ancillary Business)
Summary: referral fee agreement with company providing law-related services; conflict of interest
Rules: 4 dash–1.8; 4 dash–1.7; 4 dash–5.7
Client-Lawyer Relationship
Conflict of Interest: Prohibited Transactions
Subject: Business Transaction with Client (see also Conflict of Interest - Prohibited Transactions); Conflict of Interest - Prohibited Transactions (see also Business Transaction with Client); Law Related Services
Summary: referral by lawyer to investment/life insurance business owned by lawyer
Rules: 4 dash–1.8; 4 dash–5.7
Client-Lawyer Relationship
Conflict of Interest: Prohibited Transactions; Responsibilities Regarding Law-Related Services
Subject: Advertising and Solicitation; Conflict of Interest - Prohibited Transactions (see also Business Transaction with Client); Law Related Services
Summary: lawyer who also provides financial planning services